Former SEC and NASD Regulator Launches New Regulatory Compliance Services Firm in Alexandria, VA

New consulting firm offers a personalized approach to regulatory compliance administration.

We focus on minimizing the arduous regulatory administration work being done by compliance departments. Compliance Officers have enough to do managing their day-to-day operations, let alone dealing with a constant onslaught of regulatory requests. We ease the regulatory burden so that our clients can concentrate on their core businesses.

A funny thing happens when compliance departments are allowed to concentrate on their work.

Their firms enjoy better compliance and future regulatory examinations go much smoother. That's their bottom-line ... and ours.

Alexandria, VA (PRWEB) June 6, 2006 -- FrontLine Compliance, LLC, a new securities compliance services firm, has been launched in Alexandria, Virginia by Amy Lynch, CRCP.

Lynch, an 18-year financial industry veteran, is a former regulator for both the Securities & Exchange Commission (SEC) and NASD and a recognized expert in regulatory issues. In addition, Lynch held several senior compliance positions in the private sector. One of the first graduates of the NASD Institute/Wharton School Certification Program, she holds the Certified Regulatory Compliance Professional designation.

FrontLine Compliance offers regulatory compliance consulting for broker-dealers, investment advisers, investment companies, hedge funds, and insurance companies. Its focus is on helping firms reduce their overall compliance costs with custom solutions that will guide them safely through today’s demanding regulatory environment.

When asked about what makes FrontLine Compliance different from other securities compliance firms, Lynch said, "We focus on minimizing the arduous regulatory administration work being done by compliance departments. Compliance Officers have enough to do managing their day-to-day operations, let alone dealing with a constant onslaught of regulatory requests. We ease the regulatory burden so that our clients can concentrate on their core businesses."

"A funny thing happens when compliance departments are allowed to concentrate on their work.” Lynch added, “Their firms enjoy better compliance and future regulatory examinations go much smoother. That's their bottom-line ... and ours."

For additional information about FrontLine Compliance, contact Amy Lynch or visit www.frontlinecompliance.com

CONTACT INFORMATION:
Amy Lynch, President/Founder
FrontLine Compliance, LLC
2308 Mount Vernon Avenue
Suite 745
Alexandria, VA 22301
Phone: 703-901-9302
Fax: 703-518-4480
http://www.frontlinecompliance.com

###

Post Comment:
Trackback URL: http://www.prweb.com/pingpr.php/UHJvZi1UaGlyLUluc2UtUHJvZi1IYWxmLVplcm8=

frontline compliance securities compliance services firm securities compliance amy lynch sec nasd nasd institute regulatory compliance consulting

Bookmark -  Del.icio.us | Furl It | Technorati | Ask | MyWeb | Propeller | Live Bookmarks | Newsvine | TailRank | Reddit | Slashdot | Digg | Stumbleupon | Google Bookmarks | Sphere | Blink It | Spurl

• FrontLine Compliance President to Speak at Upcoming Conferences Sponsored by Financial Research Associates 2007-06-06
• FrontLine Compliance President to Speak on Variable Annuity Regulation and Compliance at Upcoming SIFMA Conference 2007-04-17
• FrontLine Compliance President to Speak at Upcoming Conferences Sponsored by Institutional Investor and Financial Research Associates 2007-03-12
• FrontLine Compliance President to Speak at BD Week’s Annual Compliance Conference 2006-10-11
• FrontLine Compliance, LLC Adds New Executive Vice President 2006-09-12