Institutional Investor Events and Compliance Reporter to Host Second Annual Chief Compliance Officer Forum in New York
Institutional Investor Events and Compliance Reporter announce details of their 2nd Annual Chief Compliance Officer Forum. The forum, created by CCOs for CCOs, is scheduled for March 14th and 15th, 2007 at the Westin Times Square in New York City. This year's event is combined with Compliance Reporter's 5th Annual Achievement in Regulatory Compliance Awards Luncheon and will also include a half day briefing on Advanced Strategies and Tools for Risk Mitigation.
New York City, NY (PRWEB) January 31, 2007 -- Institutional Investor Events and Compliance Reporter today announced details of their 2nd Annual Chief Compliance Officer Forum. The forum, created by CCOs for CCOs, is scheduled for March 14th and 15th, 2007 at the Westin Times Square in New York City.
This year's event is combined with Compliance Reporter's 5th Annual Achievement in Regulatory Compliance Awards Luncheon and will also include a half day briefing on Advanced Strategies and Tools for Risk Mitigation.
The general session will feature up-to-the-minute advice on "Responding to Deficiency Letters" from Thomas A. Biolsi, the SEC's Associate Regional Director of Examinations, and Brian Kawakami, Chief Compliance Officer, Lazard Asset Management. Additional presentations include discussion of the culture of compliance, personal liability, forensic testing and oversight of third-party providers. The speaking faculty will include CCOs from registered investment advisors, mutual funds and funds of funds.
For more information about the 2007 event including speaker updates, please visit www.iievents.com. If you would like to feature this event in your publication or attend as press, please contact Ronda DiMasi of Institutional Investor Events at 212-224-3569.
About II Events
Institutional Investor Events produces awards events and high quality conferences and seminars that leverage the content of Institutional Investor News' 17 financial newsletter titles. Like Institutional Investor newsletters, the conference deliver critical intelligence across the entire field of financial services, providing leading edge information tomorrow's trends. The conference faculty, composed of industry thought-leaders, attracts delegates who are C-level executives, decision-makers, and movers and shakers in their respective fields. The lively, interactive conference format keeps attendees engaged in the material so they get the most out of their learning experiences.
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