Financial Tracking Expands Insider Trading Detection Services

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MarketACE™ Service Aids Companies with Detecting Misuse of Non-Public Information.

Now, through the automation of MarketACE™, companies can greatly reduce their regulatory compliant costs with the SEC, securities exchange and state regulations in detecting misuse of non-public information

Financial Tracking Technologies, LLC, the First to Know™ Solutions company, announces the expansion of services included in MarketACE™, the company's automated compliance module for detecting misuse of non-public information.

MarketACE™ is an automated matching service that compares company and market data and news vs. trades and holdings in employee or client accounts to aid in the detection of insider trading. MarketACE™ now includes:

  •     Options ownership,
  •     Short selling,
  •     Corporate actions,
  •     M&A activities,
  •     Publics to privates,
  •     Surprise earnings,
  •     Earnings estimates,
  •     Company news,
  •     Corporate insider trade matching, and
  •     Both issuer and issue capital markets performance.

As with other Financial Tracking compliance modules, it includes exception-to-guideline alerting and tracking, case management and a security master file. MarketACE™ may be purchased à la carte or as a complement to Employee TradeSphere™, its automated compliance module for employee pre-trade clearance, ongoing trade surveillance or online certifications and attestations.

"Now, through the automation of MarketACE™, companies can greatly reduce their regulatory compliant costs with the SEC, securities exchange and state regulations in detecting misuse of non-public information," said Tony Turner, Principal at Financial Tracking Technologies. "The MarketACE™ service can retrieve data from multiple sources, saving companies valuable time and money," Turner concludes.

About Financial Tracking Technologies, LLC
Based in Greenwich, CT, Financial Tracking Technologies, LLC provides compliance software as a service to financial services companies globally. Companies using its technologies, which include investment advisors, mutual funds, hedge funds, broker/dealers, private equity, public companies, VC firms and trust banks, no longer endure the arduous and daunting tasks of data gathering and analysis and are the "First to Know™" when compliance violations occur. Additional information can be found at http://www.financial-tracking.com.

For more information on MarketACE™, please contact Kelly Vales at 203-340-2356 x805.

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