Financial Services Compliance Officers: Compliance 360 to Demonstrate Automated Capabilities to Maintain Compliance in Rapidly Changing Regulatory Landscape

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“Regulatory Change Management in Financial Services,” Thursday, Oct. 6, at 2:00 p.m. ET

Compliance 360, bringing order and efficiency to the complexity of compliance, will host a free demonstration of the Compliance 360 system to highlight capabilities that can be used by financial services organizations to automate the compliance process in response to new regulations. The demonstration is scheduled for Thursday, Oct. 6, at 2:00 p.m. ET.

With new regulations rolling out from the FDIC, OCC, SEC and CFPB as a result of the Dodd-Frank Act, financial service organizations are tasked with keeping pace with a rapidly changing compliance landscape. The risks resulting from non-compliance are greater than ever before and compliance officers need to find practical ways to address the demands for increased transparency from regulators, examiners and auditors.

As new regulations emerge, compliance officers need a cost-effective way to adjust processes to keep up, including compliance risk assessments, operational policies and procedures, incident and complaint management processes and internal audits. Compliance 360’s live demonstration will highlight its system’s automated capabilities that can assist financial service compliance officers with these changes, including:

  •     Monitoring changes in the regulatory environment and maintaining a central, dynamic repository of state and federal laws
  •     Automating an organization’s distribution, review and analysis process
  •     Conducting assessments to determine compliance gaps and managing corrective actions
  •     Automating the lifecycle management of policies and procedures
  •     Using the system to demonstrate the effectiveness of the compliance program
  •     Using dashboards and alerts to proactively monitor the status of the overall program and specific compliance initiatives

WHAT: “Regulatory Change Management in Financial Services”
WHEN: Thursday, Oct. 6, 2011, from 2:00 p.m.-3:00 p.m. ET

Compliance 360 frequently hosts free webinars that cover a wide array of GRC topics for organizations in regulated industries. Both vertical-specific and cross-industry, these webinars provide invaluable education and advice on GRC news, challenges and best practices. Compliance 360 has joined forces with some of the industry’s leading authorities to help organizations stay ahead of the curve. Visit for access to on-demand webinars and information on upcoming events.

About Compliance 360
The original Governance, Risk and Compliance (GRC) software company born in the cloud, Compliance 360 brings order and efficiency to the complexity of enterprise governance, risk management, compliance and audit management. Compliance 360’s software and services enable people to organize and control their internal processes to ensure compliance and minimize risks to their business performance, corporate image and shareholder value. The cloud-based Software-as-a-Service (SaaS) design and delivery allows all this to happen securely with minimal IT infrastructure costs. More than 250,000 professionals every day in financial services, insurance, healthcare, distribution and other industries rely on Compliance 360 to protect their reputations and brands. See for more.

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Megan Garnett Coyle
Articulate Communications Inc.
(212) 255-0080 14
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