Compliance 360 Webinar to Discuss Increasing Risk-Related Responsibilities for Chief Compliance Officers

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“Regulatory Reform and the Emerging Role of Risk Management for CCOs,” Wednesday, Nov. 2, at 2:00 p.m. ET

Compliance 360 (, bringing order and efficiency to the complexity of compliance, will host a complimentary webinar on the emerging risk management responsibilities of Chief Compliance Officers (CCOs). Recent actions by the SEC and certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act suggest a shift that is increasingly assigning risk-related responsibly to the CCO. Moreover, the line between legal or compliance risk and business or operational risk has become less clear as new, operationally focused rules have been enacted.

Glen Barrentine, special counsel at Cadwalader, Wickersham & Taft LLP’s Financial Services Practice, and the former Chief Regulatory Officer at the American Stock Exchange (Amex), will join Compliance 360 executives to discuss how financial reform is leading to heightened concerns regarding CCOs’ obligations with respect to risk management. The presenters will explore:

  • New regulatory provisions behind the emerging CCO risk obligations
  • The recent SEC enforcement order involving AXA Rosenberg
  • Remarks on risk made by Carlo V. DiFlorio, director of the SEC Office of Compliance Inspections and Examinations

WHAT: “Regulatory Reform and the Emerging Role of Risk Management for CCOs”
WHEN: Wednesday, Nov. 2, 2011, from 2:00 p.m.-3:00 p.m. ET

Compliance 360 frequently hosts free webinars that cover a wide array of GRC topics for organizations in regulated industries. Both vertical-specific and cross-industry, these webinars provide invaluable education and advice on GRC news, challenges and best practices. Compliance 360 has joined forces with some of the industry’s leading authorities to help organizations stay ahead of the curve. Visit for access to on-demand webinars and information on upcoming events.

About Compliance 360
The original Governance, Risk and Compliance (GRC) software company born in the cloud, Compliance 360 brings order and efficiency to the complexity of enterprise governance, risk management, compliance and audit management. Compliance 360’s software and services enable people to organize and control their internal processes to ensure compliance and minimize risks to their business performance, corporate image and shareholder value. The cloud-based Software-as-a-Service (SaaS) design and delivery allows all this to happen securely with minimal IT infrastructure costs. More than 250,000 professionals every day in financial services, insurance, healthcare, distribution and other industries rely on Compliance 360 to protect their reputations and brands. See for more.

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Megan Garnett Coyle
Articulate Communications Inc.
(212) 255-0080 14
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