LinkedFA Announces First Compliance Pre-approval Process for Financial Social Media

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linkedFA releases first free social media compliance pre-approval solution for static content. The solution empowers enterprises as well as independent Financial Advisors to immediately reap the benefits of social media while minimizing compliance risks.


Miami June 15, 2011 – linkedFA, the first social networking web site that enables financial professionals to leverage social media compliantly by addressing industry rules and regulations, announces its release of the first compliance pre-approval process for financial social media. linkedFA’s compliance pre-approval process empowers compliance personnel to directly supervise and approve or reject all static content produced by the financial professionals they oversee on linkedFA. Now, when a Financial Professional initiates or edits any static information, including their profile, the modifications are held in a queue for “content-review” pending compliance department approval. Once submitted for review, the advisor’s compliance department can view, then accept or reject the static content. Accepting the changes allows the member’s changes to go live, while rejecting allows the compliance departments to avoid inappropriate information from being posted. Stephen Prosser, Director of Business Development, of linkedFA stated, “We have had a tremendous amount of feedback from advisors and compliance personnel asking for a pre-approval process of static content. Offering a free pre-approval solution for enterprise and independent firms to monitor their advisors’ static content is a huge step in the right direction to gaining compliance acceptance of social media. linkedFA’s goal is to provide firms and advisors competitive leading-edge compliance solutions needed to minimize compliance risks and immediately reap the benefits of social media.”About linkedFA –
Founded 2008 – linkedFA is designed as a niche-focused website for the financial industry to enable the use of social media by registered financial professionals. To date, linkedFA is the nation’s leading social media website to address the concerns of industry regulations while allowing FAs to communicate with their clients, prospective clients, and peers.For further details contact:Helen Downey/Michelle McKay
Downey McKay Marketing
P: +1 954 804 1941

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