Chicago Area Broker Regal Securities Joins RBC Correspondent Services

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New Partnership Provides Flexibility and Comprehensive Services for Investors

RBC Correspondent Services today announced that Regal Securities, Inc., an independent brokerage firm providing a comprehensive range of investment options, technology, and resources for conducting full-service brokerage operations, has partnered with RBC Correspondent Services (CS) as their new clearing firm and premier service provider.

This new relationship will enhance Regal’s ability to offer the global resources of a large brokerage firm, while maintaining the personal attention of a firm that caters to the Independent Representative and Registered Investment Advisor. Access to an expanded level of service, a greater selection of products, and streamlined services enhances Regal’s ability to meet specific investment needs and position itself for future growth.

RBC Correspondent Services is a division of RBC Capital Markets, LLC, a wholly owned subsidiary of Royal Bank of Canada (RBC), one of the world’s largest banks with a reputation for providing sophisticated solutions for high net worth clients. RBC Correspondent Services is a fully disclosed, full-service clearing and execution firm for FINRA registered security broker-dealers and their financial advisors.

“We believe our new partnership with RBC Correspondent Services is the most significant step Regal can take to assist our reps and continue to grow our business,” said John T. Foster, President and CEO of Regal Securities. “RBC CS’ commitment to providing the best service and offerings to Financial Advisors complements Regal’s desire to retain the flexibility of a smaller firm, but still offer the most competitive products and services available.”

“We are very excited to welcome Regal Securities to our full-service, high-touch correspondent services business,” said Craig Gordon, Director of RBC Correspondent and Advisor Services. “Our partnership provides Regal with access to an unprecedented offering of world-class solutions—from wealth management offerings and practice management tools to credit and lending capabilities, and trustee services.”

About Regal Securities
Regal Securities, Inc., member FINRA/SIPC, was established in 1976 as an independent brokerage firm known for select service and flexibility. Regal provides full service custody functions, in-house customer service and compliance, technical and marketing support for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives. A leader in offering pricing advantages and flexibility, Regal combines it’s strengths as a high volume, low cost investment firm and extensive history in the investment industry with a culture of mutual respect, collaboration and professionalism to meet the mutual goal of success for it’s representatives.
For more information, please visit http://www.regalsecurities.com.

About RBC Correspondent Services
RBC Correspondent Services provides clearing, custodian and execution services for
independent broker dealers and other financial professionals. A leader in the U.S. brokerage industry since 1909 and a custody and clearing leader since 1979, RBC specializes in delivering personalized, high-touch service to help investment professionals manage their clients’ needs. RBC Correspondent Services is a division of RBC Capital Markets LLC, member NYSE/FINRA/SIPC, a wholly owned subsidiary of Royal Bank of Canada (RBC), one of the world’s largest and strongest banks with a reputation for providing sophisticated solutions for high net worth clients.

For more information, please visit http://www.rbccorrespondentservices.com

Media Contacts:
For RBC Correspondent Services: Diane Horak, 612-371-7781, diane.horak(at)rbc.com
For Regal Securities: John T. Foster, 847-375-6011, jfoster(at)regalsecurities.com

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John T. Foster
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