(PRWEB) October 11, 2012
AXIS Retirement Analytics Platform (http://www.axisretirement.com), the Retirement Industry’s leader in providing technology solutions for satisfying the 408(b)(2) and 404(a)(5) fee disclosure regulations and benchmarking, today announced a free monthly industry webinar series that brings panels of industry experts together to educate Covered Service Providers on important compliance obligations that affect the retirement plan market. The series will kick off on October 17th at 2 p.m. Eastern Standard Time, with “Preparing Your Organization for 2013: Are You Ready for the Department of Labor Audit?”
The first webinar of the series will discuss the role of the Covered Service Providers in satisfying the new ERISA 408(b)(2) and 404(a)(5) regulations. Tom Loch of AXIS Retirement Analytics will moderate a panel of experts featuring leading ERISA Attorney John Sohn from The Wagner Law Group.
Panelists will discuss potential areas for concern and the appropriate measures that Covered Service Providers should be taking in order to prepare for a potential Department of Labor audit. Loch will review the current retirement plan compliance landscape, while Attorney Sohn will discuss preparing for an audit, what the DOL will be searching for, and what the necessary steps are to achieving compliance toward regulations. More information on the webinar is available at http://www.axisretirement.com. Advance registration is recommended, as space is limited.
AXIS Retirement Analytics, which has developed a web-based platform that provides analytics and benchmarking to support 408(b)(2) and 404(a)(5) regulations, is providing this free series of monthly webinars designed to educate Covered Service Providers on various subjects related to regulations and compliance. Upcoming topics include:
- October 17: Preparing Your Organization for 2013: Are You Ready for the DOL Audit?
- November 14: Creating Benchmarking Services to Help Meet Fiduciary Requirements
- December: Date and topic TBD
About AXIS Retirement Analytics Platform
AXIS Retirement Analytics Platform, a product developed by Castle Rock Innovations, is a web-based platform that provides analytics and benchmarking to support the new 408(b)(2) regulatory fee disclosure reporting requirements, as well as 404(a)(5) Participant Fee Disclosure Notices. Broker-Dealers, RIA’s, Record Keepers and TPA’s utilize AXIS to ensure compliance, understand current data trends, and gain expertise in a magnitude of issues around retirement disclosure scenarios. Visit http://www.axisretirement.com for more information.