(PRWEB) September 30, 2012
Moulton & Arney, LLP has compiled a step-by-step tutorial and downloadable PDF to guide investors through FIRNA’s BrokerCheck service. According to the tutorial, investors should pay special attention to the “Disclosure Events” reported on a financial advisor’s or brokerage firm’s BrokerCheck report. These reported events detail criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, employment terminations and certain financial events involving the broker. Below is a brief description of disclosure events Moulton & Arney, LLP recommends looking out for, as well as examples of each:
About Moulton & Arney, LLP
Moulton & Arney is a Houston, Texas, based boutique litigation and FINRA arbitration law firm representing investors nationwide in claims to recover investment losses. The investment fraud attorneys at Moulton & Arney, LLP have extensive experience representing individual investors, in nearly all 50 states, in securities litigation and arbitration.
Attorney Cynthia R. Levin Moulton, the firm’s founder, has a proven track record in investment fraud claims involving an array of complex investment products. She has been named a Texas Super Lawyer in 2004, 2005, 2007, 2009, 2010, and 2011 a Thomson Reuters Service, is rated 5 out of 5 by Martindale.com, and is rated a 10.0 by AVVO.com.