(PRWEB) June 02, 2013
John’s experience includes over 22 years in the financial services industry, with six years of management at the branch level and district level. As a Branch Office Manager he was the OSJ responsible for all branch office compliance and supervisory issues. He has reviewed over 1,000 daily runs and has completed hundreds of hours of management training at Merrill Lynch.
As a New York City District Manager, John managed over 40 ‘Specialists’ who served 700+ brokers and their clients in a broad spectrum of areas, including: trusts, financial planning, insurance, annuities, mutual funds, managed money, mortgages, business loans, high net worth management, structured products, and risk management. In these areas, John was responsible for compliance, suitability, and supervision along with the respective branch managers in the District. In addition, he was the Merrill Lynch District Annuity Specialist.
John’s retail experience as a broker was primarily in a retirement community where his partnership's ‘book’ was over $250 million consisting of around 1,000 clients.
John will be associated with Accelerant’s New York City office.
Accelerant (http://www.accelerant.biz) is a securities litigation consulting and support firm specializing in large and complex cases. Our experts have industry, academic, and regulatory experience and bring broad and deep securities and regulatory knowledge as well as analytic rigor to their work.
Accelerant’s clients value our ability to communicate complex ideas simply, our reputation for unbiased, independent, and high quality analysis, and our commitment to a highly responsive work ethic. Headquartered in New York City, Accelerant also serves clients from our Hong Kong and London offices.
FOR RELEASE 05/30/13