CONCERT launches fiduciary services compliant retirement plan platform for independent Advisors

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CONCERT’s Retirement Plan Services offering will offer a unique innovative, cost effective and compliance-centric solution for Advisors competing in the retirement plan space positioned to be an optimal solution in the new regulatory environment for 2017.

“We strive to provide industry-leading and quality products for our RIAs and continue to add more features to our company’s platforms,” said Felipe Luna, CEO “ With the ERISA laws changing, we want to take advantage of a prime opportunity."

The regulatory shift affecting the retirement plan business has created an opportunity for ERISA savvy RIAs who have the infrastructure and technology to track and administer this data intensive business.

CONCERT Wealth Management, Inc. has teamed up with DailyAccess, a Verisight company, to build a turnkey service for CONCERT’s advisors with, or wanting to pursue, retirement plans. The Retirement Plan Services program offers customizable support levels for both the Plan Sponsor and advisors as well as full marketing and compliance governance. In order to provide a robust platform for advisors, the services include the options of 3(21) and 3(38) fiduciary roles, as defined by ERISA, as well as managed models supported by CONCERT Capital Management, Inc. DailyAccess powers the plans using their expertise as retirement and benefit plan service provider, providing a comprehensive, cost-effective, and easy-to-use program for CONCERT’s advisors.

CONCERT Global is an Advisor Technology and back office services company providing a comprehensive suite of services to independent Advisors (IARs), Registered Investment Advisors (RIAs) and Broker/Dealers (B/Ds). Our fully integrated platform of technology solutions, technology services and administrative support offers increased efficiency and scale allowing our Advisors to focus on clients instead of the back office. CONCERT Wealth Management, Inc., its registered investment advisor affiliate, provides additional efficiencies to advisors throughout the country by leveraging strong industry relationships, back office and compliance services. The firm's Capital Management division also provides investing solutions to help advisors better serve their existing clients while cultivating practice growth.

DailyAccess,a Verisight company, is a retirement and benefit plan service provider headquartered in Mobile, Alabama. As part of its Diamond Strategy®, DailyAccess delivers comprehensive, cost-effective, and easy-to-use benefits services. DailyAccess provides, either directly or through its wholly owned subsidiaries, InterServ, LLC and DailyAccess Health and Welfare Services, LLC, recordkeeping, administration, consulting, actuarial, investment advisory, and health and welfare services customized to its clients’ needs.

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Joseph Lawrence
CONCERT Retirement Services
+1 408-856-6310 Ext: 1155
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Felipe Luna
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CONCERT Global Group Ltd.

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