Global Crown Capital’s Team Named
Compliance Leaders of the Year
Award Won for Significant Contributions to Financial Services
Compliance and Regulation
SAN FRANCISCO (Business Wire EON/PRWEB ) March 21, 2007 --
Global Crown Capital, LLC (“GCC”),
a full-service boutique investment firm, today announced that its
compliance team won the 5th Annual Achievement
in Regulatory Compliance from the Compliance Reporter, a
publication of Institutional Investor, Inc. Henry Wolfgang Carter,
General Counsel and Chief Compliance Officer and Charles Kanavel,
Director of Compliance and Technology were recognized for their
significant contributions to financial services compliance and
regulation. Other nominees in this category included individuals from
Fidelity Management & Research (Boston) and Lloyds TSB (London).
The Compliance Reporter dated March 19, 2007 said that Mr. Carter
and Mr. Kanavel were hailed as innovators for helping bring electronic
communications to the forefront of compliance.
-
Mr. Carter is a noted expert, author, lecturer and pioneer in the
field of electronic compliance, having served as the Chief
Compliance Officer and later Associate General Counsel of E*TRADE from
1997 through 2001. In addition, Mr. Carter was a driving force behind
the use of electronic signatures in the financial services industry.
-
Mr. Kanavel is a noted program designer in the electronic
compliance and financial services space, having served as a
Compliance Associate at E*TRADE and as Director of Technology at FIRE
Solutions, Inc. While at FIRE Solutions, Mr. Kanavel developed
PowerComply, which won Institutional Investor’s
Vendor of The Year award in 2006.
Mr. Carter and Mr. Kanavel said, "Our dedication to the compliance
profession and the financial services industry’s
recognition of our leadership is both deeply gratifying and inspiring."
RANI T. JARKAS, Global Crown Capital’s
Managing Partner and Chief Investment Officer said, “Our
culture of innovation, excellence and integrity enables us to be at the
forefront in an increasingly sophisticated era of compliance, technology
and regulation.”
About Global Crown Capital, LLC
Global Crown Capital specializes in institutional services including
Global Equity Research, Hedge Fund Services, Institutional Sales &
Trading and Wealth Management. GCC is unique in that it is focused on
providing best-in-class services to buy-side clients, without the
distraction of pursuing investment banking relationships with corporate
issuers. GCC is a member of the NASD and SIPC. For more information,
contact Helen Simms at 415-354-7183 or helen.simms@globalcrowncapital.com.
See the original story at: http://eon.businesswire.com/releases/compliance/global/prweb512995.htm
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