FrontLine Compliance to Host High-Level Insiders’ Forum on Current Regulatory Issues and Myths, “Compliance NOW - Myth vs. Reality”

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FrontLine Compliance hosts compliance forum on October 21, 2010 at Sentry Centers in New York City.

FrontLine Compliance, LLC, a leading regulatory compliance consulting firm, will be hosting a hard-hitting, myth-busting and highly informative conference, “Compliance NOW - Myth vs. Reality,” on October 21, 2010 at Sentry Centers in New York City. Moderated by Amy Lynch, president of FrontLine Compliance and a former SEC and FINRA regulator with over 20 years in the financial industry, the conference will feature invaluable insider’s guidance, advice, and information on the most up-to-date developments on securities compliance from former regulators, consultants, chief compliance officers, general counsel and academics.

“We’ve packed a lot of critical new regulatory information into these interactive sessions,” said Lynch. “It’s never been more important for attendees to clearly understand what they need to do right now to avoid regulatory scrutiny, balance regulation and resources, and separate fact from fiction, and this conference will explain all that in depth, plus provide some terrific networking opportunities.”

In addition to sharing high-level information on current compliance requirements, experts will discuss upcoming changes and rulemaking, mistakes that firms make when regulators examine their business, and the recurring myths that often result in unnecessary scrutiny. A question-and-answer segment will follow, and the day will conclude with a cocktail reception.

The event will run 3–7 p.m., with registration beginning at 2 p.m. Cost is $250 per person, and attendance is limited to industry executives and compliance professionals from investment advisers, hedge funds, private equity firms, mutual fund companies and broker-dealers. FrontLine Compliance reserves the right to decline registrations from non-qualifying firms and individuals. A limited number of sponsorship opportunities are also available.

For questions or additional information, e-mail FrontLine Compliance at events(at)frontlinecompliance(dot)com, or call 888-518-8070, ext. 11. For sponsorship information, contact Chip Arvantides at carvantides(at)frontlinecompliance(dot)com or 703-779-8860.

FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to broker-dealers, investment advisers, investment companies, hedge funds, private equity firms and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. For more information about the consulting firm, please visit

Amy Lynch, CRCP
FrontLine Compliance, LLC
Phone (888) 518-8070


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