State-Level Securities Enforcements Covered in New Weekly Publication

Share Article

Securities Enforcement Reporter is a new publication that highlights securities fraud cases and comprehensively summarizes SEC, CFCT and state proceedings. A free download is available at Securities Enforcement Reporter

Securities Enforcement Reporter Cover

State regulators and prosecutors frequently are the first to encounter new trends in financial fraud

Securities Enforcement Reporter is now available to legal and securities professionals dealing with securities compliance and securities fraud matters.

“This 16-page weekly reporter provides unique, unbiased summaries of state-level securities enforcement actions, as well as SEC and CFTC actions, with original analysis and insight found nowhere else,” according to publisher Douglas Slain.

“State regulators and prosecutors frequently are the first to encounter new trends in financial fraud,” said editor Charley Seavey. "State regulators are responsible for consumer and investor protection—actual harm being experienced by Main Street investors—whereas federal regulators are more focused on deterring trends that have already developed.”

For a complimentary copy of an issue visit Securities Enforcement Reporter to register for a free download.

About Litigation Research Group, LLC: Based in San Francisco, CA, Litigation Research Group is a legal publisher specializing in federal and state-level securities law.

###

Share article on social media or email:

View article via:

Pdf Print

Contact Author

Doug Slain
Visit website