ConceptONE Releases White Paper on AIFMD RegERM Solution

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ConceptONE Releases White Paper Discussing Practical Consequences of the Alternative Investment Fund Managers Directive (“AIFMD”) and the Regulatory Enterprise Risk Management Solution.

ConceptONE, LLC, a leading provider of risk analytics, data management and regulatory reporting solutions to the investment management industry, today released a white paper discussing the practical effects of AIFMD and other third-party reporting obligations. The AIFMD continues the trend towards enhanced regulatory scrutiny of the industry that began with Dodd Frank. It presents new regulatory, operational, and compliance challenges to Alternative Investment Fund Managers (“AIFM”) that can only be met with significant allocations of resources and a new emphasis on internal infrastructure.

In order to comply with AIFMD, AIFMs must develop, implement, and maintain regulatory enterprise risk management systems. “This is a mandate for greater regulatory scrutiny and broader transparency of operations,” said Gary S. Kaminsky, ConceptONE’s Managing Director, Global Regulatory and Compliance, and a former SEC Enforcement Attorney. It also means AIFMs must align their third party reporting with their front, middle and back office. A robust Regulatory Enterprise Risk Management system has become a prerequisite to running an effective AIFM.

To download a copy of the white paper, please visit:

For more information, contact:

Gary S. Kaminsky
Managing Director
Global Head of Regulatory and Compliance

Cary Goldstein
Managing Director
Head of Business Development

About ConceptONE, LLC

ConceptONE, LLC is a uniquely positioned Enterprise Risk Management Organization that specializes in Portfolio Risk Management, Regulatory Reporting and Middle and Back Office Services. The Company offers data aggregation services, advanced analytics, complete daily reconciliation, and other types of reporting for a wide range of fiduciaries. ConceptONE differentiates itself in the market-place by adding an interpretation and advisory layer to all of its reporting services. Reports cover many facets of portfolio management, such as absolute risk, exposure, performance, limit monitoring, VaR, stress tests, and other predictive measures. ConceptONE offers complete solutions for regulatory filings (Form PF, CPO-PQR, AIFMD, ESMA), new transparency reporting standards (OPERA), and can cross purpose aggregated data to ensure consistency across all forms of reporting, including but not limited to, Investor Facing Reporting, Internal and External Risk Reporting and Regulatory Reporting. For further information, please visit our website,

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Cary Goldstein
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