ConceptONE Engaged to Provide AIFMD Annex IV Reporting to European Managers with over €200 Billion in AUM

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ConceptONE, LLC, a leading provider of risk analytics, data management and regulatory reporting solutions to the investment management industry is pleased to announce that it has been retained by multiple European Alternative Investment Fund Managers (AIFMs) to facilitate AIFMD Annex IV reporting. Collectively these managers control over $200 billion in assets under management.

ConceptONE, LLC, a leading provider of risk analytics, data management and regulatory reporting solutions to the investment management industry is pleased to announce that it has been retained by multiple European Alternative Investment Fund Managers (AIFMs) to facilitate AIFMD Annex IV reporting. Collectively these managers control over $200 billion in assets under management.

ConceptONE’s Annex IV solution is a logical extension of the firm’s efforts to support similar regulatory reporting mandates already in place in the United States, including the Securities and Exchange Commission’s (SEC) Form PF, and the Commodity Futures Trading Commission’s (CFTC) CPO-PQR. ConceptONE, having facilitated the successful completion of hundreds of these filings, considers itself to be in a unique position to assist investment management firms in the task of meeting the nuanced and comprehensive reporting requirements as they get finalized by the European Union and its Member States.

“We believe the only effective way to approach the formidable challenge presented by multi-jurisdictional regulatory and other reporting, is to offer clients a Regulatory Enterprise Risk Management (RegERM) solution that facilitates the development, implementation and maintenance of a system to align all of their third-party reporting,” said Gary S. Kaminsky, ConceptONE’s Managing Director, Global Regulatory and Compliance and a former SEC Enforcement Attorney. “These firms will have at least one substantial regulatory reporting obligation 8-10 months of each year.”

“Over the past six months we have devoted substantial time and resources on the ground in Europe,” said Dan Connell, President, ConceptONE. “We have an active ongoing dialog with key regulatory bodies, law firms, and compliance consultants across the European Union, and have committed the resources necessary to deliver our regulatory reporting expertise to investment managers domiciled in member countries.”

About ConceptONE, LLC

ConceptONE, LLC is a uniquely positioned Enterprise Risk Management Organization that specializes in Portfolio Risk Management, Regulatory Reporting and Middle and Back Office Services. The Company offers data aggregation services, advanced analytics, complete daily reconciliation, and other types of reporting for a wide range of fiduciaries. ConceptONE differentiates itself in the market-place by adding an interpretation and advisory layer to all of its reporting services. Reports cover many facets of portfolio management, such as absolute risk, exposure, performance, limit monitoring, VaR, stress tests, and other predictive measures. ConceptONE offers complete solutions for regulatory filings (Form PF, CPO-PQR, AIFMD, ESMA), new transparency reporting standards (OPERA), and can cross purpose aggregated data to ensure consistency across all forms of reporting, including but not limited to, Investor Facing Reporting, Internal and External Risk Reporting and Regulatory Reporting. For further information please visit our website, http://www.conceptonellc.com.

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Cary Goldstein
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