Prospera Financial Services is Proud to Announce the Affiliation of Chris Gaye, Adding 200 Million in AUM

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Prospera Financial is proud to announce the addition of Chris Gaye to the firm. Prospera, a privately held company, is a Texas based financial firm founded in 1982 as a full-service, boutique broker-dealer and support organization for successful independent Financial Professionals across the country.

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Chris Gaye brings over fourteen years of experience to Prospera Financial and over $200 million in AUM.

Prospera Financial Services is proud to announce the affiliation of Chris Gaye, located in Freeport, New York. Chris Gaye brings over fourteen years of experience to Prospera and over $200 million in AUM.

Chris Gaye held the position of General Securities Principal, Financial and Operations Principal, and Municipals Principal at C. E. Gaye & Sons, Ltd. Prior to joining C.E. Gaye & Sons he was associated with American Express Advisors and PFS Investments, a part of Citigroup. He graduated from the University of Southern Alabama, and has done graduate work at UCLA and Hofstra University in Management and Accounting.

Chris believes his clients deserve nothing less than a level of service that defines excellence. C. E. Gaye & Sons, Ltd. was founded on Long Island in 1954. They are excited that they will continue to offer the services and financial strength of a large national firm along with the hometown personal service of a boutique firm with Prospera Financial Services. Prospera is excited for his addition to the firm and look forward to a long and prosperous partnership.

“I am so happy to be joining the Prospera Financial family. I’ve ran my own broker dealer for over 14 years and it was a great time to make a change. I am looking forward to a prosperous future!” ~Chris Gaye

C. E. Gaye & Sons will continue to operate under the same name and clear through First Clearing, LLC.

About Prospera Financial Services
Founded in 1982, Prospera Financial Services, member FINRA/SIPC and a registered investment advisory, offers the flexibility and resources only found at some of the nation’s largest broker-dealers. Headquartered in Dallas, TX, Prospera was named Broker-Dealer of the Year by Investment Advisor Magazine in 2009, 2010 and 2012. The firm supports Independent Financial Advisors nationwide. For more information about Prospera visit

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Tarah Carlow
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