The FINOP Exchange Announces a Virtual Presentation on Cybersecurity in the Financial Industry by The LeGaye Law Firm

Share Article

Daniel LeGaye & Michael Schaps of The LeGaye Law Firm will focus on the current threats and trends that permeate the cybersecurity landscape for the financial industry. This presentation will take place virtually from 11:00 am to 12:30 pm eastern on July 29, 2014.

Deirdre Patten of Patten Training & Review, LLC

The FINOP Exchange is so excited to have Dan and Mike speak about Cybersecurity

An expert in the field of corporate securities law for over 30 years, Daniel LeGaye is proud to unveil the presentation that runs the gamut on cybersecurity issues impacting broker-dealers and investment advisers. Partnering with fellow speaker, Michael Schaps, this presentation aims to shed additional light on a topic that continues to climb in relevance.

“Over the past year, there has been an increased level of attention focused on cyber-attacks and their impact on broker-dealers and investment advisers, both by law makers, regulators and law enforcement agencies. Due to the perception that the financial markets represent the heart of capitalism, they have evolved into a significant target for hackers and terrorists, both to misappropriating assets and sensitive information, but also corrupting data and or causing operational disruption,” says Daniel LeGaye, CEO of LeGaye Law Firm. “When it comes to online security, 2014 will be a difficult year for financial service providers.”

The comprehensive presentation will feature numerous topics related to cyber security including, but not limited to pharming, identity theft, mobile access, protecting client information, proposed legalization and standards, and latest hacker and cyber security scams. Speaking on the point of latest scams, Daniel LeGaye says, “The sophistication of the cyber criminals and terrorists has been increasing in both their technical expertise, as well as their utilization of computer software that is readily available to promote new generations of malware.”

The FINOP Exchange is a secure virtual community designed to provide a quarterly roundtable discussion for FINOPs and finance professionals to share ideas, best practices, network, and stay current on industry regulations. To offset administrative costs, a membership fee of $175 is assessed annually.

About Daniel LeGaye & Michael Schaps:
Daniel LeGaye has been involved in corporate, securities and business law since 1980. He has represented both individuals and businesses in a wide variety of commercial transactions, corporate structuring and regulatory compliance issues. His main focus has been the financial and securities industry, where he has worked closely with institutions, broker/dealers and investment advisers to ensure they are compliant with applicable laws, rules and regulations.

Michael R. Schaps has over 22 years of experience in the financial services industry. He has served as a FINOP for both NYSE and FINRA member firms and has also held positions as a branch office manager and chief compliance officer. Prior to joining The LeGaye Law Firm in 2009, he spent the prior twelve years as a securities regulatory consultant focusing on compliance matters for broker-dealers. Michael serves as Director of Regulatory Compliance for The LeGaye Law Firm. Michael is not licensed to practice law.

Share article on social media or email:

View article via:

Pdf Print

Contact Author

Daniel E. LeGaye

Michael R. Schaps
The LeGaye Law Firm PC
Like >
Visit website