ConceptONE’s Regulatory Enterprise Risk Management (RegERM) Reporting Platform Selected by AIFMs to Meet the Challenge of AIFMD Annex IV

Share Article

ConceptONE, LLC, the industry leading provider of reporting solutions for the global regulatory reports mandated under Dodd Frank and AIFMD, is pleased to report that it has been engaged for Annex IV reporting by AIFMs with AUM totaling over $500 billion

ConceptONE, LLC, the industry leading provider of reporting solutions for the global regulatory reports mandated under Dodd Frank and AIFMD, is pleased to report that it has been engaged for Annex IV reporting by AIFMs with AUM totaling over $500 billion. Reporting under AIFMD’s Annex IV commences over the next few months, and AIFMs need to determine how they will comply with the filing deadlines and all that’s required to properly prepare the associated document. With 339 questions containing thousands of individual data fields, AIFMs should not underestimate the complexity of the report and the time required to effectively implement the process for preparing it for filing. Since the institution of Form PF reporting over two years ago, ConceptONE has facilitated the successful filing of hundreds of regulatory reports, and is prepared to facilitate Annex IV filings for the rapidly approaching deadlines. Through its holistic RegERM platform, ConceptONE combines proprietary technology with a service offering that has the multi-discipline expertise to assist clients with the substantial challenges of third party reporting.

“We are proud to announce that a substantial number of AIFMs in the EU and US are choosing ConceptONE as their partner in meeting the challenges presented by Annex IV reporting”, said R. Daniel Connell, President of ConceptONE. “AIFMD and Dodd Frank have created mandates for AIFMs to develop, implement and maintain a regulatory enterprise risk management system to align their data and third-party transparency," explains Gary S. Kaminsky, Managing Director, Global Regulatory and Compliance and a former SEC attorney.

Dan Connell and Gary Kaminsky will both be speaking at roundtable sessions at the upcoming HFM European Operational Leaders & HFM European Legal Summit to be held at The Grove, Hertfordshire on 15 – 17 September.

About ConceptONE, LLC

ConceptONE is a global leader in regulatory reporting and customized risk management/portfolio analytics for the past 10 years and currently provides these services to global investment funds. ConceptONE has developed a unique, end-to-end regulatory enterprise risk management solution for Form PF, AIFMD Annex IV, CPO-PQR, NFA-PQR, EMIR, Open Protocol and other third-party reporting requirements. ConceptONE’s solution is a holistic combination of technology, subject matter expertise and advisory services intently focused on assisting clients in complying with the challenges of regulatory reporting and aligning all third-party transparency reports. http://www.conceptonellc.com

Share article on social media or email:

View article via:

Pdf Print

Contact Author

R. Daniel Connell
Visit website