First Rate Automates Portfolio Oversight and Compliance for Wealth Management Firms with ExecView

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ExecView provides data mining and surveillance across large sets of accounts to identify various outliers and exceptions for those who have oversight responsibilities. ExecView facilitates the process of due diligence in an automated fashion, which reduces errors inherent in manual systems.

Over the years, several clients have asked for high level views across larger groups of accounts based on different criteria – by risk models, investment strategy programs, by officer or advisor, by region, by bank and many other demographics.

First Rate, a leading provider of performance measurement and client reporting solutions for the wealth management industry, today announced the launch of ExecView, a powerful wealth management solution that provides an oversight window into your firm’s investment processes by identifying outliers based on your unique business rules and strategies.

“Over the years, several clients have asked for high level views across larger groups of accounts based on different criteria – by risk models, investment strategy programs, by officer or advisor, by region, by bank and many other demographics,” said First Rate General Manager Deborah Repak. “ExecView delivers this solution in customizable formats to meet specific oversight requirements.”

ExecView allows managers to easily spot exceptions and outliers while reviewing summarized data for groups of accounts. These summary views allow managers to quickly see top assets held, top gains/losses, fees collected and more across an unlimited number of accounts. They can look for areas where AUM may be increasing or decreasing, as well as keep a record of accounts violating rules around risk, cash management, or diversification. ExecView enhances the manager’s performance overview experience by allowing quick access to key data points and statistics.

First Rate’s ExecView is a component of the CORE suite of solutions. CORE is a multilayered solution for performance measurement and client reporting. It provides multiple user access levels and highly customizable investment analytics, portfolio oversight, GIPS compliance and client reporting capabilities. With CORE, firms can quickly conduct enterprise-wide account analyses and comparisons based on their own mandates to inform management, advisors, and investment decision-makers.

Contact First Rate today to learn how ExecView and CORE can add value to your firm.

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Emily Traxler

Kathryn Stone
@FirstRatePerf
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