Collingswood, NJ (PRWEB) April 09, 2016
In conjunction with developing these new services, Bedford and Main has obtained the distinction of being a Certified Anti-Money Laundering Specialist (CAMS). This immediately supports their clients' requirements to comply with both FINRA Rule 3310 - Anti-Money Laundering Compliance and Rule 3130 - Certification of Compliance and Supervisory Processes.
Founder and CEO, John Foster, noted that, “We are especially happy to be rolling out these services. Few consultants have previously been personally accountable to sign the CEO Certs and review their firm's AML results. It is a pleasure to utilize my direct hands-on experience to aid other Broker Dealers and our valued customers.”
Based on years of senior-level management experience in the industry, Bedford and Main provides comprehensive, objective and relevant testing and reviews of firms' compliance procedures. Foster noted, “These annual certifications are an example of where FINRA regulations can practically support managements' efforts to run a tight ship.They offer Broker Dealer CEOs an objective and meaningful third party critique for a minimal expense.”
Bedford and Main also offers bundle packages for the AML and CEO Certifications. Contact us for more information or a free quote.
About Bedford and Main Financial Consulting, Inc.
Based in suburban Philadelphia, Bedford and Main Financial Consulting, Inc. was founded in 2012 by thirty-five year industry professional, John T. Foster. Bedford and Main concentrates solely within the Financial Services industry, working with Introducing Brokers, Clearing Brokers, banks and all other financial institutions. Our firm specializes in conversions, systems integration, compliance administration, strategic project initiatives, and other challenges requiring high-level management expertise. Learn more about our services at http://www.bedfordandmain.com.