Hold Brothers Hires New Compliance Officer

Share Article

Robert Ricca To Join Compliance Department

Hold Brothers Capital, LLC.

I look forward to adding my experience to the firm’s already excellent compliance culture.

Robert Ricca has recently joined Hold Brothers* as their new Co-Chief Compliance Officer.

A Staten Island resident, Ricca has previously worked with RJL Capital Group, Du Pasquier Asset Management, Corinthian Partners Asset Management, and Davis Securities - where he also served as Chief Compliance Officer.

“It is indeed a pleasure to join such an established and professional industry leader in the proprietary space,” says Ricca. “I look forward to adding my experience to the firm’s already excellent compliance culture.”

As Co-Chief Compliance Officer for Hold Brothers, Robert Ricca will focus on maintaining and improving the firm’s anti-manipulative trading endeavors in order to enhance the firm’s position of achieving the highest possible market integrity.

About Hold Brothers

Hold Brothers is a leader in providing equities traders with the tools they need to execute trades quickly, effectively and efficiently, in any market environment. Since 1994, Hold Brothers has been committed to developing flexible and cutting-edge technology designed to meet the changing demands of the global trading industry. For more information, please visit: http://www.hold.com.

*Hold Brothers is the marketing name for Hold Brothers Capital, LLC, (a registered broker-dealer and a CBOE member) and its affiliates. All securities activities and transactions are handled through Hold Brothers Capital LLC.

For more information contact:
Vera Shulgina, sales(at)hold.com, 212-792-0900

Share article on social media or email:

View article via:

Pdf Print

Contact Author

Vera Shulgina
Visit website