CHARLOTTE, N.C. (PRWEB) September 13, 2016
Terry R. Weiss, a shareholder in the Securities Litigation Practice at global law firm Greenberg Traurig, LLP, will serve as a panelist at the Compliance and Legal Society Charlotte Regional Seminar’s “Concurrent Session: Ethics for Lawyers Serving Financial Services Companies” from 1:30 – 2:45 p.m., Sept. 19, 2016. This one-day seminar will feature presentations by leading securities regulators and industry professionals. More information on the speakers and the seminar can be found here.
Topics include: election consequences for financial services; hot topics in securities enforcement; cybersecurity; fixed income sales and trading; and compliance examinations.
Weiss focuses his practice on representing the securities industry in a wide range of legal disputes. In that capacity, he represents broker-dealers, investment advisors, prime brokers and securities industry professionals in regulatory and enforcement matters, civil litigation and arbitrations, and internal investigations. An important part of his practice includes the defense of enforcement matters before the various securities industry regulators, including the Securities and Exchange Commission, FINRA and the various states. Weiss is also called upon to lead internal investigations that are often linked to enforcement matters or litigations.
Greenberg Traurig is proud to sponsor this conference.
About Greenberg Traurig’s Securities Litigation Practice
Greenberg Traurig has one of the broadest and deepest securities litigation practices in the country. The firm has been lead defense counsel in hundreds of securities class actions, derivative lawsuits, and SEC investigations and enforcement actions. These include some of the largest and most complex regulatory actions ever filed and one of the most highly publicized securities fraud cases in recent times. The firm has one of the most experienced and largest teams in the United States representing both market leading broker-dealers and Directors & Officers to final award or judgment in thousands of securities arbitrations and trials throughout the country. The team has tried some of the largest arbitration cases to verdict, including numerous matters involving more than $100 million. The attorneys regularly handle matters before the Financial Industry Regulatory Authority Dispute Resolution, Securities and Exchange Commission, American Arbitration Association, National Futures Association, and state and federal courts across the country.
About Greenberg Traurig, LLP
Greenberg Traurig, LLP is an international, multi-practice law firm with approximately 2,000 attorneys serving clients from 38 offices in the United States, Latin America, Europe, Asia, and the Middle East. The firm is No. 1 on the 2015 Law360 Most Charitable Firms list, second largest in the U.S. on the 2016 Law360 400, Top 20 on the 2015 Am Law Global 100, and among the 2015 BTI Brand Elite. More information at: http://www.gtlaw.com.