Vertafore Announces New Sircon Solution for Securities Firms

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New Sircon Disclosure Management solution offers exclusive early access program to first customers.

Vertafore®, the leader in modern insurance and securities technology, today announced an early access program for customers of Sircon Disclosure Management, the company’s newest Sircon® solution for securities firms. The announcement was made at the FINRA Small Firm Conference and aims to give registrants early access to a feature called Outside Business Activity (OBA) Disclosure Management before the feature launches in 2017. The early access will be free for 30 days after customers register for the program.

Sircon OBA Disclosure Management will allow compliance supervisors/analysts to:

  • Encourage advisors to disclose outside activities with a paperless, online entry workflow.
  • Reject or approve advisor submissions electronically.
  • Track and manage each step of the process with oversight tools.

Securities firms may gain early access to Sircon OBA Disclosure Management by registering for the release queue at Early access customers will receive their first year of Sircon OBA Disclosure Management for a discounted monthly subscription and also receive their first month free.

“Early customers of our new securities compliance solutions will get a special opportunity to help shape them as they grow. It’s a win-win opportunity for us to work with smaller securities firms who need to advance their compliance culture with an innovative technology approach,” said Tim Owen, vice president of product management for Vertafore’s Sircon Solutions.

Vertafore is releasing Sircon Disclosure Management in small, periodic batches as part of a new solution set for securities firms. Vertafore will release expanded Sircon Disclosure Management versions throughout 2017. Early access customers will be the first to know the specifics about upcoming enhancements, including expanded disclosure management and registration management capabilities.

About Vertafore’s Sircon Solutions
Vertafore’s Sircon Solutions help insurance & securities firms reduce compliance risk and save money by getting and keeping agents & advisors authorized to do business. For more information, visit

About Vertafore
Vertafore offers the broadest and most adaptable technology solutions to better prepare the insurance industry for digital disruption. The Vertafore product line is built on a platform, empowering customers and other solution providers to adapt and thrive as the market changes. Vertafore’s platform features fast innovation, partnerships with the best technology companies, and customizable solutions to help companies remain independent during a time of industry disruption. As the leader in modern insurance technology with the largest customer base in the industry, Vertafore connects every point of the distribution channel, from agencies and carriers to MGAs, MGUs, and state governments. For more information about Vertafore, visit, read the company’s blog, and follow the company on Twitter, LinkedIn, and Facebook.

© 2016 Vertafore, Inc. All rights reserved. Vertafore, the Vertafore logo, Sircon, and other trademarks are trademarks of Vertafore and its subsidiaries.

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