(PRWEB) January 25, 2017
Greenberg Traurig attorney Donald S. Davidson will be a panelist at the Securities Industry and Financial Markets Association (SIMFA) Compliance and Legal Society Regional Seminar, taking place Jan. 26 at Charles Schwab in Lone Tree, CO. Davidson is a shareholder in the Securities Litigation Practice and White Collar Defense & Special Investigations Practice in Greenberg Traurig’s San Francisco office.
Davidson will speak on a panel titled “Litigation & Arbitration Trends & Developments” at 1:55 p.m.
According to the SIMFA website, the seminar will feature presentations by securities regulators and industry professionals. Panels will discuss topics including regulatory priorities, senior investors, and using date to evolve AML/compliance programs.
Davidson focuses his practice on a wide range of matters for broker-dealers, investment advisers and investment companies. He has represented clients in litigation and in regulatory inquiries involving the Securities and Exchange Commission, FINRA and its predecessors, Department of Justice (DOJ), state securities regulators, and foreign securities regulators. These matters have included municipal finance, market timing, insider trading, revenue sharing, and issues arising under the Securities Act of 1933, the Securities and Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, various state blue-sky statutes, and SRO rules. He also advises clients on compliance and risk management issues.
Greenberg Traurig’s Securities Litigation Practice
Greenberg Traurig has one of the broadest and deepest securities litigation practices in the country. The firm has been lead defense counsel in hundreds of securities class actions, derivative lawsuits, and SEC investigations and enforcement actions. These include some of the largest and most complex regulatory actions ever filed and one of the most highly publicized securities fraud cases in recent times. The firm has one of the most experienced and largest teams in the United States representing both market leading broker-dealers and Directors & Officers to final award or judgment in thousands of securities arbitrations and trials throughout the country. The team has tried some of the largest arbitration cases to verdict, including numerous matters involving more than $100 million. The attorneys regularly handle matters before the Financial Industry Regulatory Authority Dispute Resolution, SEC, American Arbitration Association, National Futures Association, and state and federal courts across the country.
About Greenberg Traurig’s White Collar Defense & Special Investigations Practice
Greenberg Traurig’s White Collar Defense & Special Investigations Practice has wide-ranging experience protecting companies and individuals through coordinated planning and defense. Greenberg Traurig is on the forefront of client service in this area, and is one of few firms with more than 90 former federal and state prosecutors in its litigation group, and where the majority of litigation shareholders and counsel have first-chair trial experience. The team's defense capabilities includes vast experience in structuring internal investigations, developing guidelines and implementing compliance programs and addressing issues of voluntary disclosure, as well as extensive representations involving alleged securities fraud, FCPA violations, health care/pharmaceutical fraud, environmental crimes, money laundering, financial services fraud, public corruption/campaign finance, tax corruption, defense contracting, and bankruptcy fraud.
About Greenberg Traurig's Financial Regulatory and Compliance Group
Greenberg Traurig’s Financial Regulatory and Compliance Group has wide-ranging experience assisting national, regional and local clients in a variety of matters affecting the financial services industry. The national team of skilled attorneys works with clients as they face regulatory, litigation, legislative, supervision, examination, licensing, compliance and governance matters. Greenberg Traurig's regulatory attorneys regularly advise banks, broker-dealers, investment advisors, mortgage lenders and servicers, payday lenders, consumer finance companies, registered and private investment funds, debt collectors and other financial institutions in complying with state and federal regulatory requirements and interfacing with governmental agencies.
About Greenberg Traurig, LLP
Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. A single entity worldwide, GTLaw has been recognized for its philanthropic giving, was named the second largest firm in the U.S. by Law360 in 2016, and among the Top 20 on the 2016 Am Law Global 100. Web: http://www.gtlaw.com Twitter: @GT_Law.