HM Capital Management Receives DALBAR 3(38) Certification Credential

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After being evaluated by DALBAR, Inc. HM Capital Management received the prestigious 3(38) Certification Credential. In order to achieve this certification, HM Capital Management underwent an extensive process conducted by DALBAR, Inc. including evaluation of business practices, background checks of all key personal, review of potential conflicts of interest, and use of Generally Accepted Investment Theory.

At HM Capital Management, we strive to be advocates for our client’s piece of mind and celebrate a culture where our clients come first. Receiving the DALBAR 3(38) Certification Credential helps to validate the work HM Capital Management has done, and will continue to do, on behalf of clients

HM Capital Management was evaluated by DALBAR, Inc. and received the prestigious 3(38) Certification Credential. In order to achieve this certification, HM Capital Management underwent an extensive process conducted by DALBAR, Inc. including evaluation of business practices, background checks of all key personal, review of potential conflicts of interest, and use of Generally Accepted Investment Theory.

DALBAR, Inc. evaluated the qualification, capabilities and services provided by HM Capital Management, LLC and has determined that HM Capital Management has met the requirements of the Employee Retirement Income System Act of 1974, as amended (“ERISA”) Section 3(38) that permits qualified investment managers to be appointed as fiduciaries to manage assets of ERISA plans. In the report from DALBAR, it was noted, “HM Capital Management has been highly effective in the most important measure of an investment manager – delivering for clients. HM Capital Management has delivered by earning an Excellent rating in the categories of Trust of its clients and Quality of advice and service.”

“At HM Capital Management, we strive to be advocates for our client’s piece of mind and celebrate a culture where our clients come first. Receiving the DALBAR 3(38) Certification Credential helps to validate the work HM Capital Management has done, and will continue to do, on behalf of clients,” said Matt Kopsky, President of HM Capital Management.

DALBAR, Inc. is the financial community’s leading independent expert for evaluating, auditing, and rating business practices, customer performance, product quality and service. Launched in 1976, DALBAR has earned the recognition for consistent and unbiased evaluations of investment companies, registered investment advisors, insurance companies, broker/dealers, retirement plan providers and financial professionals. DALBAR awards are recognized as marks of excellence in the financial community.

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Joe Woodward
@matthewkopsky
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