2015 Five Star Wealth Manager Award Received by Susan V. Boehm, AXA Advisors/Karr Barth Associates

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Exclusive recognition of Philadelphia-area wealth managers

Susan V. Boehm

I pursued this industry because I hoped to have a direct impact on helping people. I wanted to educate and problem solve for my clients.

Susan V. Boehm, AXA Advisors/Karr Barth Associates is featured in a special section of the December issue of Philadelphia magazine as a 2015 Five Star Wealth Manager award winner.

Five Star Professional partnered with Philadelphia magazine to identify and showcase an exclusive group of wealth managers who have demonstrated excellence in their field.

“I pursued this industry because I hoped to have a direct impact on helping people. I wanted to educate and problem solve for my clients. What transformed almost immediately was the relationships I was building with my clients that you can’t quantify the impact,” says Susan V. Boehm of AXA Advisors/Karr Barth Associates.

The 2015 Five Star Wealth Manager award winners have been carefully selected for their commitment to providing quality services to their clients. The award is based on an in-depth research process incorporating peer and firm feedback with objective criteria such as client retention rates, client assets administered, industry experience, and regulatory and complaint history.

“Loving what you do is something that my father had taught me is very important in a career, and I have found the right path for me.” says Susan. “I am thankful to my wonderful clients for this honor and the great support of family and friends.”

“Based on our evaluation, the wealth managers we recognize are committed to pursuing professional excellence and have a deep knowledge of their industry. They strive to provide exemplary care to the people they serve,” says Dan Zdon, CEO, Five Star Professional.

Susan V. Boehm’s Five Star award profile can be viewed here.

The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Active as a credentialed professional in the financial services industry for a minimum of 5 years; 3. Favorable regulatory and complaint history review (unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process*); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations.

Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The award methodology does not evaluate the quality of services provided and is not indicative of the winner’s future performance. 4,696 Philadelphia wealth managers were considered for the award; 805 (18 percent of candidates) were named 2015 Five Star Wealth Managers.

*To qualify as having a favorable regulatory and complaint history, the person cannot have: 1. been subject to a regulatory action that resulted in a suspended or revoked license, or payment of a fine, 2. had more than three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process, 3. individually contributed to a financial settlement of a customer complaint filed with a regulatory authority, 4. filed for bankruptcy, or 5. been convicted of a felony.

For research methodology information visit http://www.fivestarprofessional.com.

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Five Star Professional Representative

Susan V. Boehm
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