WASHINGTON, April 9, 2019 /PRNewswire-PRWeb/ -- Compliance officers and senior executives will gather at the Fairmont Dallas in Dallas, TX, on June 7, 2019 for IA Watch's 11th Annual IA Compliance: The Full 360° View Southwest conference bringing together a unique blend of critical regulatory insights and compliance best practices to help investment advisers tackle today's hottest compliance challenges.
With more than 20+ speakers covering every angle you can imagine – from the potential revamp of the Commission's advertising rule to compliance best practices, the one-day program includes seven interactive panel discussions, breakout sessions designed to provide guidance on emerging regulatory trends, hot exam focus areas, important rules coming from the SEC and solutions to the most pressing challenges and networking opportunities. Every panel features a mix of key regulators, CCOs, law firm partners, compliance industry peers and advisory industry consultants.
The conference hosts a total of 8 sessions covering SEC exam prep tips, BCP lessons learned, strategies for serving senior clients, cybersecurity, a regulatory update, and much more.
Attendees also receive IA Watch's exclusive treasure trove of tools, including dozens of compliance templates, worksheets, checklists, and P&Ps to help keep programs sharp — and save time and effort. Attendees also will earn up to 6.5 CLE/CPE/CFP credits.
To learn more about the IA Compliance: The Full 360 Degree View Southwest event and to register, visit: https://iawatchconferences.com/dallas2019/index.html
To download the IA Compliance: The Full 360 Degree View Southwest conference brochure, click: https://iawatchconferences.com/dallas2019/images/C1902-SelfMailer_web.pdf
About IA Watch Conferences
IA Watch conferences provide you practical guidance to increase engagement in regulatory and compliance practices. By bringing together professionals in the industry to share their common challenges, we create new solutions and transform workplace culture to protect firm reputations.
SOURCE IA Watch
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