Steven Trigili, CCO of Garden State Securities, Inc. will be a featured speaker at the NRS 29th Annual Fall Conference.
Red Bank, NJ (PRWEB) October 15, 2014 -- Steven Trigili, CCO of Garden State Securities, Inc. will be a featured speaker at the NRS 29th Annual Fall Investment Adviser and Broker Dealer Compliance Conference in Scottsdale, Arizona. Trigili will be speaking on efficient compliance programs and technology solutions, as well as other timely issues faced by compliance officers today.
Steven Trigili, CAMS ©, Chief Compliance Officer of Garden State Securities, Inc., will be a guest speaker at the NRS 29th Annual Spring Compliance Conference in Scottsdale, Arizona from October 28th - 30th, 2014. He will be the main presenter in a Roundtable Discussion called "Introduction to Information Technology for Technophobic Compliance Officers". The focus of this talk will be on assisting technology-averse compliance officers in identifying technology solutions that can be implemented in their compliance programs. Trigili will also be a key panelist in a dynamic workshop entitled “Help! I'm a New CCO: A-Z of Compliance Programs - How to Build One from Scratch."
Mr. Trigili is a seasoned compliance officer with over 20 years of experience in the industry. His primary function as a compliance officer is to identify, assess and report on risks associated with a broker dealer or investment advisor’s compliance program. A recurring speaker at industry conferences for over 10 years, Mr. Trigili’s focus is in small-to-mid-sized brokerage firm compliance programs, anti-money laundering policies and procedures, and utilizing technology to improve compliance and internal controls in the financial services sector.
Steve, a Certified Anti-Money Laundering Specialist, has been with GSS for five years. Previous to GSS, he worked for nine years on Wall Street, where he served as CCO of another national independent broker-dealer. His role at GSS offers him the opportunity to implement change on a large scale, and assist the firm in its growth over the years while maintaining a strong culture of compliance throughout the organization.
Garden State Securities, Inc. (GSS) is a full service, independent broker/dealer and registered investment advisor. Founded in 1980, GSS has been providing investment banking, financial advice, and investment solutions to small businesses, corporate executives, and individual investors.
Stephanie Martel, Garden State Securities, http://www.gardenstatesecurities.com, +1 732-280-6886 Ext: 2036, [email protected]
Share this article