Soreide Law Group Files FINRA Arbitration Claim That Alleges Broker Jeremy Rosen Lost Substantial Amounts of Client Money In Energy Stocks

Share Article

FINRA Arbitration Filed Against Financial Advisor Jeremy Rosen Alleging Dramatic Stock Losses In Energy Stocks.

A New York couple hired the securities arbitration law firm Soreide Law Group to recover their alleged losses of more than $4,000,000 from investments made with former Berthel Fisher broker Jeremy Rosen (“Rosen”) who currently works in Eason, Pennsylvania. According to FINRA Broker check Rosen left Berthel Fisher in 2019 for National Planning Associates. Rosen’s broker check report reflects two other pending customer complaints. Berthel Fisher is not named in the action.

The Claimants filed their case alleging Rosen caused them dramatic losses in: Gulfport Energy (“GPOR”), Exone, Co (“XONE”), Range Resources Corp. (“RRC”) and Approach Res (“AREX”). The lawsuit alleges that Jeremy Rosen recommended these positions to the Claimants in large concentrations. The Claimants allege they did not want to be exposed to the risk these alleged unsuitable investments created which resulted in devastating losses to their portfolio.

The lawsuit filed on behalf of the Claimants alleging that financial advisor Rosen committed negligence, breach of fiduciary duty, and negligent supervision. Berthel Fisher was not named in the action and Jeremy Rosen have yet to file Answer to the allegations.

The lawsuit is being arbitrated through Finra case number 20-00521. If you were a former customer of former Berthel Fisher broker Jeremy Rosen and sustained substantial losses contact Soreide Law Group today for a free consolation. We represented investors nationwide through the FINRA Dispute Resolution Forum and only get paid out of the successful settlement or award proceeds should we able to recover your losses. For more information call (888) 760-6552 or visit https://www.SecuritiesLawyer.com

Share article on social media or email:

View article via:

Pdf Print

Contact Author

Lars Soreide
Soreide Law
+1 954-760-6552
Email >
Lars Soreide Securities Lawyer
Like >
Follow us on
Visit website